Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 11 Jul 2025)
    • [FCA CF] Client dealing (since 1 Dec 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (12 Mar 2010 to 19 Nov 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 2 May 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.