Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caxton Associates LLP
FRN 504390
- [FCA CF] Material risk taker (since 11 Jul 2025)
- [FCA CF] Client dealing (since 1 Dec 2023)
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- CF30 Customer (12 Mar 2010 to 19 Nov 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 2 May 2003)
- CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.