Gavin Michael Wise

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
    • [FCA CF] Client dealing (since 20 Oct 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF22 Investment Adviser (Trainee) (10 Sep 2007 to 31 Oct 2007)
    • CF1 Director (AR) (10 Sep 2007 to 31 Dec 2010)
  • Wise Financial Consulting Ltd (no longer approved here)

    FRN 472308

    • Employed By (14 Sep 2007 to 31 Dec 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (25 Apr 2007 to 17 Aug 2007)
  • Countrywide Assured Financial Services (Introducer) (no longer approved here)

    FRN 158248

    • Employed By (21 Aug 2000 to 4 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.