Gavin McGhee

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF30 Customer (since 31 Jul 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Apr 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
- CF30 Customer (22 Mar 2019 to 8 Dec 2019)
Hall & Gertski Wealth Management Ltd (no longer approved here)
FRN 583363
- (3)Employed By (11 Jul 2023 to 1 May 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.