Gavin Mark Southwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2024)
    • CF1 Director (AR) (since 23 Jan 2024)
    • CF30 Customer (since 23 Jan 2024)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • SMF3 (AR) Executive Director function (11 May 2022 to 8 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2024)
    • CF30 Customer (4 May 2017 to 8 Mar 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 May 2014 to 10 Apr 2017)
  • Chorus Independent Financial Planning Limited (no longer approved here)

    FRN 623229

    • Employed By (14 May 2014 to 10 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

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