Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stewart Wealth Management Ltd (no longer approved here)

    FRN 527515

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2023)
    • CF30 Customer (16 Apr 2019 to 1 Jul 2023)
  • Pearson Wealth Management Ltd (no longer approved here)

    FRN 825434

    • (3)Employed By (24 Apr 2019 to 1 Jul 2023)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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