Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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King & Shaxson Limited
FRN 179213
- [FCA CF] Client dealing (since 31 Oct 2025)
- [FCA CF] Manager of certification employee (since 31 Oct 2025)
- CF3 Chief Executive (2 Jul 2018 to 22 Jul 2019)
- CF1 Director (11 May 2016 to 22 Jul 2019)
- CF30 Customer (1 Nov 2007 to 22 Jul 2019)
- CF26 Customer Trading (27 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.