Gavin Hobson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Omega Financial Services Limited (no longer approved here)

    FRN 918180

    • Responsibility for MCD Intermediation (14 Apr 2020 to 11 Jan 2022)
    • Responsible for Insurance Distribution (14 Apr 2020 to 11 Jan 2022)
    • SMF3 Executive Director (14 Apr 2020 to 11 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Apr 2020 to 11 Jan 2022)
    • SMF16 Compliance Oversight (14 Apr 2020 to 11 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2022)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Apr 2020)
    • CF1 Director (AR) (5 Feb 2015 to 14 Apr 2020)
  • JULIAN HARRIS ADVISER NETWORK LIMITED (no longer approved here)

    FRN 304155

    • CF1 Director (AR) (30 Jul 2014 to 26 Nov 2014)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (11 Apr 2012 to 23 Sep 2016)
  • Omega Financial Services Ltd (no longer approved here)

    FRN 192994

    • (4)Employed By (11 Apr 2012 to 14 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.