Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Sep 2017 to 8 Dec 2019)
  • Clarke Fencott LLP (no longer approved here)

    FRN 506985

    • CF30 Customer (4 Jan 2010 to 5 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.