Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Obsidian Financial Limited
FRN 509756
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (4 Jan 2010 to 5 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.