Gavin Francis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (11 Feb 2022 to 31 Mar 2022)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 Apr 2022)
    • [FCA CF] Manager of certification employee (8 Oct 2019 to 31 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (16 May 2016 to 31 Mar 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (11 Feb 2022 to 31 Mar 2022)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 Apr 2022)
    • [FCA CF] Manager of certification employee (8 Oct 2019 to 31 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 31 Mar 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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