Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Jan 2015)
    • CF30 Customer (since 29 Jan 2015)
    • CF30 Customer (27 Mar 2009 to 1 Apr 2012)
    • CF1 Director (AR) (since 20 Nov 2013)
    • Employed By (since 20 Nov 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (20 Nov 2013 to 15 Mar 2023)
    • CF30 Customer (2 Apr 2012 to 15 Mar 2023)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (27 Mar 2009 to 13 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.