Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 29 Jan 2015)
- CF30 Customer (since 29 Jan 2015)
- CF30 Customer (27 Mar 2009 to 1 Apr 2012)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 20 Nov 2013)
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Ashley Law Bromsgrove Ltd
FRN 607985
- Employed By (since 20 Nov 2013)
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- CF1 Director (AR) (20 Nov 2013 to 15 Mar 2023)
- CF30 Customer (2 Apr 2012 to 15 Mar 2023)
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- Employed By (27 Mar 2009 to 13 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.