Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (27 Aug 2020 to 9 Sep 2021)
- [FCA CF] Manager of certification employee (23 Jan 2020 to 11 Jan 2022)
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- [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (27 Aug 2020 to 9 Sep 2021)
- [FCA CF] Client dealing (23 Jan 2020 to 30 Dec 2021)
- [FCA CF] Manager of certification employee (23 Jan 2020 to 11 Jan 2022)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (4 Jan 2011 to 6 Mar 2016)
- CF21 Investment Adviser (17 Jun 2005 to 13 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.