Gavin Douglas Lewis Ralston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Pension Management Limited

    FRN 442769

    • SMF9 Chair of the Governing Body (since 23 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 30 Nov 2023)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Client dealing (1 Oct 2020 to 31 Jul 2023)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (19 Aug 2003 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 10 Apr 2017)
    • CF27 Investment Management (19 Aug 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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