Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Doherty Pension & Investment Consultancy Limited (no longer approved here)

    FRN 186761

    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
    • CF1 Director (21 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Nov 2002 to 20 Nov 2004)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (5 Apr 2005 to 28 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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