Gavin Ashley Richardson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Finance Brokers Limited

    FRN 313537

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 8 Oct 2024)
    • Responsibility for MCD Intermediation (since 8 Oct 2024)
    • SMF16 Compliance Oversight (since 16 Sep 2024)
    • SMF3 Executive Director (since 18 Feb 2022)
    • [FCA CF] Manager of certification employee (since 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 Oct 2009 to 9 Apr 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (7 Apr 2004 to 2 Jul 2004)
    • CF22 Investment Adviser (Trainee) (20 May 2002 to 7 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.