Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
RAYMOND JAMES INVESTMENT SERVICES LIMITED
FRN 194713
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Client dealing (2 Feb 2026 to 3 Feb 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (3 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.