Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Oct 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 31 Oct 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Nov 2021)
    • CF30 Customer (16 Jul 2013 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Oct 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 31 Oct 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Nov 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Mar 2013)
    • CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.