Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (10 Nov 2017 to 18 Jan 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)
-
- [FCA CF] Client dealing (10 Nov 2017 to 18 Jan 2021)
- CF30 Customer (15 Dec 2015 to 6 Mar 2016)
-
- [FCA CF] Client dealing (10 Nov 2017 to 18 Jan 2021)
- CF30 Customer (1 Nov 2007 to 1 Feb 2013)
- CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.