Gautam Pandey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quantum Mortgages Limited (no longer approved here)
FRN 1007949
- SMF3 Executive Director (27 Nov 2024 to 31 Mar 2025)
Connect IFA Ltd (no longer approved here)
FRN 441505
- CF1 Director (AR) (21 Apr 2018 to 19 Aug 2019)
COPOFI LIMITED (no longer approved here)
FRN 806341
- Employed By (21 Apr 2018 to 19 Aug 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.