Gautam Bhargava

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 31 Oct 2024)
    • [FCA CF] Material risk taker (since 27 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Jan 2020)
    • [FCA CF] Client dealing (since 27 Sep 2019)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 31 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 27 Sep 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 1 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2019)
    • CF30 Customer (25 Jul 2008 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2019)
    • CF30 Customer (25 Jul 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.