Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GWA (UK) Limited
FRN 674099
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (11 Feb 2016 to 8 Dec 2019)
- CF1 Director (11 Feb 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Feb 2016 to 8 Dec 2019)
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- CF1 Director (AR) (7 May 2009 to 31 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.