Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (6 Feb 2024 to 18 Nov 2024)
- CF30 Customer (25 Jan 2024 to 18 Nov 2024)
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- (7)Employed By (25 Jan 2024 to 18 Nov 2024)
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- [FCA CF] Client dealing (23 Nov 2020 to 21 Sep 2023)
- [FCA CF] Functions requiring qualifications (23 Nov 2020 to 21 Sep 2023)
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- [FCA CF] Functions requiring qualifications (1 May 2020 to 20 Nov 2020)
- [FCA CF] Client dealing (1 May 2020 to 20 Nov 2020)
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- CF21 Investment Adviser (17 Mar 2003 to 22 May 2004)
- CF22 Investment Adviser (Trainee) (31 Oct 2002 to 17 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.