Gary Walker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Sep 2024)
    • CF1 Director (AR) (since 18 Jun 2024)
    • CF30 Customer (since 18 Jun 2024)
  • Active Financial Ltd

    FRN 1013616

    • (1)Employed By (since 18 Jun 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (30 Oct 2020 to 20 Sep 2024)
    • [FCA CF] Functions requiring qualifications (30 Oct 2020 to 20 Sep 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (6 Apr 2018 to 5 Oct 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 May 2015 to 21 Dec 2016)
  • HJS Financial Planning Limited (no longer approved here)

    FRN 218007

    • (7)Employed By (14 May 2015 to 21 Dec 2016)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (30 Dec 2013 to 21 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.