Gary Tromans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQUITAS FINANCIAL (UK) LIMITED

    FRN 615273

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
    • [FCA CF] Client dealing (since 2 Nov 2020)
    • CF30 Customer (28 Apr 2014 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (12 May 2010 to 28 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.