Gary Thomas Mairs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Wealth Investments LLP (no longer approved here)

    FRN 229445

    • SMF9 Chair of the Governing Body (20 Feb 2020 to 27 Jun 2022)
    • SMF27 Partner (9 Dec 2019 to 27 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jun 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Jun 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Jun 2022)
    • CF10 Compliance Oversight (8 Feb 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Feb 2012 to 8 Dec 2019)
    • CF4 Partner (9 Oct 2009 to 8 Dec 2019)
    • CF29 Significant management (9 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (9 Oct 2009 to 8 Dec 2019)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • Responsible for Insurance Mediation (15 Sep 2004 to 31 Dec 2004)
    • CF1 Director (24 Jan 2003 to 31 Dec 2004)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.