Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Yorkshire Wealth Management Ltd
FRN 767418
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 Jun 2017 to 8 Dec 2019)
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- CF30 Customer (28 Oct 2011 to 22 Feb 2012)
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- (250)Employed By (28 Oct 2011 to 22 Feb 2012)
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- CF30 Customer (22 Jan 2010 to 31 Jul 2011)
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- CF30 Customer (1 Nov 2007 to 11 Dec 2009)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.