Gary Steven Lynch

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lynch Wealth Management Ltd

    FRN 946172

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
    • Responsibility for MCD Intermediation (since 1 Jul 2021)
    • Responsible for Insurance Distribution (since 1 Jul 2021)
    • SMF16 Compliance Oversight (since 1 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2021)
    • SMF3 Executive Director (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 1 Jul 2021)
  • MML Financial Associates Ltd (no longer approved here)

    FRN 577269

    • (9)SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2021)
    • (10)SMF3 Executive Director (9 Dec 2019 to 14 Sep 2021)
    • (14)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
    • (15)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
    • (8)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2021)
    • (7)Responsibility for MCD Intermediation (10 Sep 2019 to 14 Sep 2021)
    • (13)CF10 Compliance Oversight (2 Jul 2012 to 8 Dec 2019)
    • (12)CF11 Money Laundering Reporting (2 Jul 2012 to 8 Dec 2019)
    • (11)CF30 Customer (2 Jul 2012 to 8 Dec 2019)
    • (16)CF1 Director (2 Jul 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (7)Responsibility for MCD Intermediation at MML Financial Associates Ltd

  2. controlled function added: (8)SMF17 Money Laundering Reporting Officer (MLRO) at MML Financial Associates Ltd

  3. controlled function added: (9)SMF16 Compliance Oversight at MML Financial Associates Ltd

  4. controlled function added: (10)SMF3 Executive Director at MML Financial Associates Ltd

  5. controlled function added: (11)CF30 Customer at MML Financial Associates Ltd

  6. controlled function added: (12)CF11 Money Laundering Reporting at MML Financial Associates Ltd

  7. controlled function added: (13)CF10 Compliance Oversight at MML Financial Associates Ltd

  8. controlled function added: (14)[FCA CF] Client dealing at MML Financial Associates Ltd

  9. controlled function added: (15)[FCA CF] Functions requiring qualifications at MML Financial Associates Ltd

  10. controlled function added: (16)CF1 Director at MML Financial Associates Ltd