Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 1 Oct 2024)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (5 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jun 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (15 Jun 2016 to 15 Oct 2016)
    • CF1 Director (AR) (17 Apr 2014 to 27 Jan 2022)
    • CF1 Director (3 Sep 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Sep 2012 to 4 Jun 2018)
    • (2)Employed By (since 1 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

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