Gary Stephen Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 29 Nov 2024)
    • CF1 Director (AR) (since 17 Oct 2024)
    • CF30 Customer (since 17 Oct 2024)
  • BLUE SKY FAMILY WEALTH MANAGEMENT LTD

    FRN 1019941

    • Employed By (since 17 Oct 2024)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
    • CF30 Customer (11 Aug 2015 to 8 Dec 2019)
  • Whittaker Financial Solutions Limited (no longer approved here)

    FRN 409239

    • CF30 Customer (8 Dec 2014 to 16 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.