Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (AR) (25 Jan 2016 to 31 May 2018)
- CF30 Customer (25 Jan 2016 to 31 May 2018)
-
- CF4 Partner (15 Mar 2010 to 3 Jan 2011)
- CF30 Customer (29 Jan 2010 to 17 Nov 2010)
- CF10 Compliance Oversight (9 Dec 2009 to 1 Feb 2010)
- CF11 Money Laundering Reporting (9 Dec 2009 to 1 Feb 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.