Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 21 Sep 2023)
    • [FCA CF] Client dealing (since 21 Sep 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (7 Mar 2023 to 19 Aug 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 19 Aug 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (12 Aug 2019 to 12 Nov 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 19 Aug 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.