Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Qube Research & Technologies Limited
FRN 725798
- [FCA CF] Algorithmic trading (since 21 Sep 2023)
- [FCA CF] Client dealing (since 21 Sep 2023)
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- [FCA CF] Material risk taker (7 Mar 2023 to 19 Aug 2023)
- [FCA CF] Client dealing (7 Sep 2016 to 19 Aug 2023)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Aug 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
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- [FCA CF] Material risk taker (12 Aug 2019 to 12 Nov 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 19 Aug 2023)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.