Gary Sloan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Client dealing (since 7 Oct 2025)
    • [FCA CF] Material risk taker (since 7 Oct 2025)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 7 Oct 2025)
    • [FCA CF] Client dealing (since 7 Oct 2025)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Material risk taker (17 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Client dealing (17 Dec 2019 to 17 May 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (17 Aug 2016 to 6 Sep 2019)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (1 Nov 2007 to 11 Feb 2016)
    • CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Nov 2004 to 12 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.