Gary Simon Marcus

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (10 Jun 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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