Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2021 to 31 Dec 2021)
- [FCA CF] Functions requiring qualifications (7 Mar 2021 to 31 Dec 2021)
- CF1 Director (1 Nov 2008 to 31 Jul 2011)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (27 Jul 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Jan 2004 to 27 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.