Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 28 Dec 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (22 Jun 2007 to 13 Jul 2007)
    • CF22 Investment Adviser (Trainee) (21 Aug 2006 to 22 Jun 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (12 Apr 2002 to 28 Jul 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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