Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 17 Mar 2026)
    • (7)Employed By (since 17 Mar 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 May 2017)
    • CF1 Director (AR) (since 9 May 2017)
    • Employed By (since 9 May 2017)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF1 Director (AR) (28 Jan 2022 to 26 Sep 2024)
  • Westrose Mortgages Ltd (no longer approved here)

    FRN 968389

    • Employed By (28 Jan 2022 to 4 Oct 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Dec 2008 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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