Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 18 Jun 2008)
    • CF21 Investment Adviser (10 Jan 2006 to 31 Oct 2007)
    • CF1 Director (AR) (30 Sep 2005 to 7 Jul 2006)
    • CF22 Investment Adviser (Trainee) (30 Sep 2005 to 10 Jan 2006)
  • Clementson Associates (no longer approved here)

    FRN 182405

    • Employed By (13 Sep 2005 to 18 Dec 2007)
  • Regency IFAs Ltd (no longer approved here)

    FRN 196720

    • (2)Employed By (1 Dec 2001 to 20 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.