Gary Richardson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Investment Associates Limited

    FRN 212923

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jan 2003 to 31 Oct 2007)
    • CF1 Director (1 Jan 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jan 2003 to 25 Aug 2015)
  • Financial Management Bureau Limited (no longer approved here)

    FRN 125710

    • CF1 Director (1 Dec 2001 to 19 Dec 2001)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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