Gary Quinn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quinn & Company (Financial Services) Limited

    FRN 709538

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (27 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Nov 2015 to 8 Dec 2019)
    • CF1 Director (27 Nov 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Nov 2015 to 30 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (17 May 2018 to 17 Aug 2021)
  • Alextra Wealth Management Limited (no longer approved here)

    FRN 808586

    • (9)Employed By (17 May 2018 to 17 Aug 2021)
  • Jacksons Financial Planning (South Cheshire) Ltd (2719) (no longer approved here)

    FRN 187092

    • (4)Employed By (1 Oct 1998 to 17 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alextra Wealth Management Limited

  2. controlled function added: (9)Employed By at Alextra Wealth Management Limited