Gary Pettit

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marex Spectron International Limited
FRN 193027
- [FCA CF] Client dealing (since 11 Feb 2026)
Sigma Broking Limited (no longer approved here)
FRN 485362
- SMF1 Chief Executive (15 Feb 2024 to 25 Jun 2025)
- SMF3 Executive Director (15 Feb 2024 to 25 Jun 2025)
- [FCA CF] Material risk taker (15 Feb 2024 to 25 Jun 2025)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (8 Oct 2012 to 31 Oct 2014)
- CF29 Significant management (8 Oct 2012 to 31 Oct 2014)
TP ICAP Global Markets Americas LLC (no longer approved here)
FRN 549855
- CF3 Chief Executive (8 Oct 2012 to 31 Oct 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.