Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 26 Sep 2024)
    • CF1 Director (AR) (since 15 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 19 Oct 2023)
    • CF30 Customer (since 5 Feb 2021)
    • [FCA CF] Client dealing (since 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (31 Dec 2019 to 19 Oct 2023)
    • (5)Employed By (since 5 Feb 2021)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (671)Employed By (15 Dec 2008 to 1 Jun 2017)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (14 May 2008 to 21 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.