Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 11 Oct 2016)
- CF1 Director (AR) (since 11 Oct 2016)
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Harlands Wealth Management Ltd
FRN 592425
- (1)Employed By (since 11 Oct 2016)
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- (1)Employed By (23 Oct 2024 to 24 Oct 2024)
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- CF30 Customer (2 Apr 2013 to 25 Oct 2013)
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- Employed By (2 Apr 2013 to 25 Oct 2013)
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- CF22 Investment Adviser (Trainee) (15 Nov 2006 to 25 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.