Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Oct 2016)
    • CF1 Director (AR) (since 11 Oct 2016)
    • (1)Employed By (since 11 Oct 2016)
  • GDDH Limited (no longer approved here)

    FRN 1019176

    • (1)Employed By (23 Oct 2024 to 24 Oct 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (2 Apr 2013 to 25 Oct 2013)
  • Harlands Independent Financial Advisers LLP (no longer approved here)

    FRN 597084

    • Employed By (2 Apr 2013 to 25 Oct 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (15 Nov 2006 to 25 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.