Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF8 Apportionment and Oversight (16 Aug 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (16 Aug 2007 to 30 Sep 2018)
    • CF10 Compliance Oversight (16 Aug 2007 to 8 Dec 2019)
    • CF1 Director (16 Aug 2007 to 8 Dec 2019)
  • Apley Castle Mortgages LLP (no longer approved here)

    FRN 424545

    • Employed By (31 Jan 2005 to 29 Dec 2006)
  • Stretton Manor Independent Financial Advisers (no longer approved here)

    FRN 200410

    • Employed By (11 Mar 2004 to 31 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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