Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FRANCIS CLARK FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 433591

    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (4 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (1 Nov 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Nov 2005 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (428)Employed By (7 May 2004 to 19 Aug 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF24 Pension Transfer Specialist (30 Apr 2004 to 28 Jun 2004)
    • CF21 Investment Adviser (31 Jul 2003 to 1 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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