Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Orme Financial Services Ltd (no longer approved here)

    FRN 431033

    • CF30 Customer (19 Jan 2010 to 31 Aug 2018)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (18 Feb 2008 to 6 Feb 2010)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.