Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barlow Irvin Financial Services Ltd
FRN 816668
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 11 Jan 2019)
- Responsibility for MCD Intermediation (since 11 Jan 2019)
- CF10 Compliance Oversight (11 Jan 2019 to 8 Dec 2019)
- CF1 Director (11 Jan 2019 to 8 Dec 2019)
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- (7)Employed By (3 Dec 2008 to 4 Nov 2009)
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- CF30 Customer (3 Dec 2008 to 4 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.