Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 11 Jan 2019)
    • Responsibility for MCD Intermediation (since 11 Jan 2019)
    • CF10 Compliance Oversight (11 Jan 2019 to 8 Dec 2019)
    • CF1 Director (11 Jan 2019 to 8 Dec 2019)
  • Park House Associates Ltd (no longer approved here)

    FRN 211587

    • (7)Employed By (3 Dec 2008 to 4 Nov 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (3 Dec 2008 to 4 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.