Gary Nicholas Yeates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROVIDENT WEALTH FS LIMITED

    FRN 612476

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
  • PSA Financial Services Limited (no longer approved here)

    FRN 231108

    • CF21 Investment Adviser (20 Jan 2005 to 15 Jan 2007)
    • CF24 Pension Transfer Specialist (20 Jan 2005 to 15 Jan 2007)
  • C&L Financial Planning Ltd (no longer approved here)

    FRN 221272

    • Employed By (3 Jan 2003 to 15 Oct 2004)
  • Advance Investments Limited (no longer approved here)

    FRN 195786

    • CF21 Investment Adviser (12 Jul 2002 to 7 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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