Gary Neild

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blue Sky Financial Planning Limited

    FRN 211720

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Aug 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Aug 2025)
    • CF11 Money Laundering Reporting (19 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (AR) (25 Jul 2007 to 1 Jul 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Oct 2002 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Oct 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Oct 2002 to 8 Dec 2019)
    • CF1 Director (1 Oct 2002 to 8 Dec 2019)
  • Blue Sky Mortgage Solutions Ltd (no longer approved here)

    FRN 467628

    • Employed By (25 Jul 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.