Gary Neil Marshall

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 25 Mar 2015)
    • CF30 Customer (since 21 Jan 2010)
  • Marshall Wealth Management Limited

    FRN 516391

    • (2)Employed By (since 18 Mar 2015)
  • BBPI LIMITED (no longer approved here)

    FRN 182934

    • (15)Employed By (15 Jan 2009 to 31 Dec 2009)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (24 Apr 2006 to 23 Feb 2007)
    • CF22 Investment Adviser (Trainee) (8 Aug 2005 to 24 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at BBPI LIMITED

  2. controlled function added: (15)Employed By at BBPI LIMITED