Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2023)
- CF30 Customer (1 Nov 2007 to 9 Feb 2023)
- CF1 Director (AR) (1 Jun 2005 to 9 Feb 2023)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- CF4 Partner (AR) (8 Jan 2007 to 3 Oct 2008)
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- (5)Employed By (14 Mar 2003 to 9 Feb 2023)
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- (7)Employed By (1 Oct 1998 to 23 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.