Gary Michael Pritchard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Palamon Capital Partners LP
FRN 188868
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Dec 2019)
- SMF16 Compliance Oversight (since 19 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (9 May 2018 to 8 Dec 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
- CF29 Significant management (15 May 2008 to 8 Dec 2019)
AXA XL Underwriting Agencies Limited (no longer approved here)
FRN 204848
- CF1 Director (12 Dec 2005 to 17 May 2007)
AXA XL Insurance Company UK Limited (no longer approved here)
FRN 423308
- CF1 Director (22 Mar 2005 to 17 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.